Regulators
Regulatory bodies
EQUUS is a full member of the Swiss Association of Asset Managers (ASG), under the surveillance of the AOOS and is registered with and controlled by FINMA, the independent Swiss financial markets regulator.
ASG (Association Suisse des Gestionnaires de fortune)
Rue de Chantepoulet 12
1201 GENEVA
Risk Brochure – Swiss Bankers Association
Risks involved in trading financial instruments
EQUUS is audited
Under the terms of the Foreign Account Tax Compliant Act (FATCA), EQUUS is registered as a Non-Reporting Foreign Financial Intermediary.
For the purposes of the Loi fédérale sur le blanchiment d’argent (LBA), EQUUS is audited by: